上海市方达律师事务所 关于蚂蚁科技集团股份有限公司 首次公开发行人民币普通股(A 股)股票 并在科创板上市的 补充法律意见书 2020年9月   目录 《审核问询函》问题1 关于控制权...................................................................... 5 《审核问询函》问题2.1 关于董事、监事、高级管理人员任职.......................... 9 《审核问询函》问题2.2 关于独立董事任职.......................................................12 《审核问询函》问题3.1 关于经济受益权...........................................................15 《审核问询函》问题3.2 关于A股限制性股票激励计划.....................................19 《审核问询函》问题4 关于报告期内的股权变动及股份支付............................24 《审核问询函》问题7.1 关于监管政策及合规经营............................................29 《审核问询函》问题7.2 关于监管政策及合规经营............................................35 《审核问询函》问题8 关于数据共享协议与数据安全.......................................38 《审核问询函》问题9.1 关于独立性..................................................................41 《审核问询函》问题9.2 关于不竞争承诺...........................................................49 《审核问询函》问题9.3 关于阿里巴巴集团享有的特殊股东权利.....................51 《审核问询函》问题9.5 关于股权和资产购买协议..............................

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